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Energy & Utilities Consulting Regulatory Compliance

Ensured compliance with the regulatory obligations regarding DPCR5 loss reporting, by reviewing Ofgem’s Regulatory Instructions and Guidance (RIG) documents, developing a ‘‘compliance check list’’ to ensure loss reporting was in accordance with the RIG documents and applying this check list by way of an independent audit of the loss reporting submission process.

GB Energy Supplier - Engage reviewed current industry compliance positions and produced a compliance policy, process and procedure which set out the process and key responsibilities for the Industry Compliance Management process.

GB Energy Supplier - Developed and implemented a regulatory compliance strategy and then provided regulatory advice and guidance for all retail based activities.

GB Energy Supplier - Managed a small team of specialised experts responsible for the impact assessment of regulatory changes.

GB Energy Supplier - Engage provided interim operational support, which involved undertaking a detailed review of all the areas of exception handling. Additional deliverables of the interim role were to improve operational performance during a period of major change and also to ensure compliance with all industry regulatory requirements. 

Distribution Network Operator - Engage analysed settlement data for a distribution network operator, to demonstrate to Ofgem that reported losses were overstated for the DPCR4 period. We then ensured compliance with the regulatory obligations in relation to DPCR5 loss reporting, by reviewing Ofgem’s Regulatory Instructions and Guidance (RIG) documents, developing a ‘‘compliance check list’’ to ensure loss reporting was in accordance with Ofgem’s RIG documentation and applying this check list by way of an independent audit of the loss reporting submission process – in advance of Ofgem’s audit of the process.

 

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